Securities regulation in the United States

Results: 4123



#Item
521Financial economics / Financial regulation / Economy of the United States / Securities / Securities Exchange Act / NASDAQ / Securities Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]February 13, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change to Requ

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Source URL: www.sec.gov

Language: English - Date: 2015-02-17 10:31:15
522Finance / 73rd United States Congress / United States Securities and Exchange Commission / SEC Rule 10b-5 / Securities Exchange Act / Securities and Exchange Commission / Securities regulation in the United States / Hedge fund / United States securities law / Financial economics / Investment

INITIAL DECISION RELEASE NO. 744 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2015-02-18 17:34:29
523Financial regulation / Financial economics / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / Finance / United States Securities and Exchange Commission

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 20, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 09:29:17
524Corporate crime / Financial regulation / Financial system / Finance / 76th United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities Act / Securities regulation in the United States / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]February 20, 2015 SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 16:45:31
52576th United States Congress / Business / Corporate crime / United States Securities and Exchange Commission / Investment Advisers Act / U.S. Securities and Exchange Commission / Investment Advisor / Financial regulation / Securities regulation in the United States / Finance / Financial economics / United States securities law

INITIAL DECISION RELEASE NO. 738 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2015-01-20 16:44:06
526Financial regulation / Securities Exchange Act / Securities Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / United States / Government / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Case 1:15-cv[removed]IT Document 1 Filed[removed]Page 1 of 29 UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS SECURITIES AND EXCHANGE COMMISSION, Plaintiff,

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Source URL: www.sec.gov

Language: English - Date: 2015-02-27 11:26:35
527Accountancy / Public Company Accounting Oversight Board / U.S. Securities and Exchange Commission / Securities Act / Securities Exchange Act / Securities regulation in the United States / SEC Rule 10b-5 / Sarbanes–Oxley Act / United States securities law / Financial regulation / Business

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 4, 2015 ACCOUNTING AND AUDITING ENFORCEMENT

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Language: English - Date: 2015-02-04 17:44:45
528Financial regulation / Securities Exchange Act / Finance / Financial economics / U.S. Securities and Exchange Commission / Securities and Exchange Commission / SEC filing / Securities Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION February 20, 2015 In the Matter of

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 08:27:46
529Financial economics / Financial regulation / Financial system / 76th United States Congress / Investment Advisers Act / U.S. Securities and Exchange Commission / Securities Act / Securities regulation in the United States / Financial adviser / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 25, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-02-25 12:32:01
530Corporate governance / Corporations law / Private law / United States corporate law / Executive pay / Board of directors / Regulation S-K / Deferred compensation / Investor Protection and Securities Reform Act / Management / Business / Employment compensation

AKAMAI TECHNOLOGIES, INC. COMPENSATION COMMITTEE CHARTER A. Purpose The purpose of the Compensation Committee is to assist the Board of Directors in its discharge of

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Source URL: www.akamai.com

Language: English - Date: 2011-11-15 02:30:10
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